https://www.wired.com/story/do-kwon-terraform-terraform-labs-liable-civil-charges/
Continue reading ›Bilked and Bullied by Wall Street
and Regulators
https://www.wired.com/story/do-kwon-terraform-terraform-labs-liable-civil-charges/
Continue reading ›SEC Made Numerous Material Misrepresentations to Utah District Court ***UPDATED BELOW – 3/19/24*** ***SECOND UPDATE BELOW – 4/19/24*** For a government agency with the talent and resources of the Securities and Exchange Commission, its ability to lose its focus and score an own goal is sometimes remarkable. At the same time the Supreme Court has…
Continue reading ›Lisa Braganca interviewed about SBF trial on Coindesk TV
Continue reading ›What are Non-Compete Provisions? Non-compete provisions are contractual terms that prohibit an employee from working for a competitor of the current company. The purpose is to protect a company’s proprietary information – like customer lists or trade secrets – from being used by a competitor. What Did the Federal Trade Commission Propose? On January 5,…
Continue reading ›We aggressively protect our client’s rights, whether they’re businesses, investors, financial professionals, or whistleblowers. The tools of our trade are federal and state laws that regulate the securities industry and protect those who may be abused by it. Other laws or legal doctrines may also apply to participants in the securities industry. They include state…
Continue reading ›What should we make of the SEC bringing settled charges against Kim Kardashian for violating the antitouting provisions of the federal securities laws? In the first place, it is not surprising that the SEC brought these charges or that Kardashian settled. Almost immediately after Kardashian made her June 13, 2021 Instagram post about cryptocurrency Emax,…
Continue reading ›Bragança Law is proud to announce the addition of attorney David O’Toole to our legal team. Before joining Bragança Law, since 1998, David O’Toole was a Federal Trade Commission (FTC) Midwest Region Senior Staff Attorney. He has considerable experience with antitrust and consumer protection litigation. David was the lead attorney on more than thirty investigations…
Continue reading ›“Apes together strong” is a popular quote from the 2011 science fiction film Rise of the Planet of the Apes, and it is one of the mottoes of Reddit’s r/WallStreetBets community, day traders, and retail investors who refer to themselves as “apes” in contrast to Wall Street’s experts. The subreddit made financial headlines when members…
Continue reading ›In recent days, I have been asked a lot of questions about GameStop trading and Robinhood. I have answered some of these questions in interviews available here: In this post, I am pulling together information for those who want to go deeper into the issues. I will start with an overview of what happened and…
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