Articles Posted in Insider Trading Law

Knowledgable, Professional, Caring. Extremely knowledgable in field of practice, a highly recommended source to receive legal advice. Recognizes the person and not just the problem. Would rate higher than...

Incredible Lawyer that takes your situation seriously! Lisa was an incredible Lawyer for me. I was put in a difficult position with my previous employer and faced complications with my career from the way my...

Thank Goodness for Lisa Braganca...Words I never thought I would say about an attorney – understanding, caring, compassionate and empathetic. Lisa Braganca is all of these and so much more. Best of all, she is...

Amazing experience!!! Hello I hired Lisa because my previous company I was working with put me in a very bad position and was looking at getting banned from selling securities and possibly much worse. Lisa took...

Lisa made it very clear from the beginning that her goal was to be the best attorney I ever had. She manabed to do just that. Never before had I experienced a combination of such genuine care, knowledge and...

When you are faced with the SEC looking at you for possible violations it can be one of the most unpleasant experiences. Working with Lisa Braganca made our situation 1000x easier. She worked with other...

I cannot recommend Celiza (Lisa) Braganca enough for the tireless work she's done for me, my partner, and our business. Facing potential SEC questioning is incredibly overwhelming and daunting, but Lisa brings...

I had the unpleasant experience of receiving a call from the SEC informing me that I was the target of an investigation. Having never dealt this with before, I was unsure of how to proceed. I was fortunate...

Our firm came under an SEC investigation for a $12m+ crypto offering. Despite some muddy waters, and internal shareholder concerns, Ms. Braganca kept me clear of the SEC enforcement actions on account of her...

I was dragged into an SEC issue due to my interaction with a client that I had. Even though I was simply a software vendor and consultant I was required to give discovery. I had extensive documentation and was...

Best attorney to have in your corner!! Lisa is an exceptional attorney, and I would recommend her without hesitation to anyone facing a FINRA investigation, OTR, 8210 request, or any serious regulatory issue...