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Archives
Posts
2024-10-15:
Unforced Errors: Staying on Serve with the SEC
2024-09-10:
Bragança Law Ranked a Top Small Firm in Chambers and Partners Illinois Spotlight Rankings
2024-06-04:
SEC Faces Sanctions – Again!
2024-04-09:
Lisa Braganca on Do Kwon/Terraform verdict, in Wired
2024-02-10:
Supreme Court Protects Whistleblowers
2023-11-23:
DOJ and U.S. Treasury Announce Binance Plea Agreement
2023-10-14:
SBF Defense Forced to Consider “Hail Mary”
2023-09-08:
When is 4 Greater than 5?
2023-06-25:
New Risks for Whistleblowers
2023-02-09:
What Should a Potential Whistleblower Know Before Blowing the Whistle?
2023-01-19:
FTC Seeks to Limit Non-Compete Provisions Imposed on Employees
2022-12-29:
Does Receiving a Rule 8210 Letter Mean You are Under Investigation for FINRA Violations?
2022-12-13:
How Should You Respond to an SEC Subpoena?
2022-10-11:
What Laws Govern the Securities Industry?
2022-10-07:
Why Cooperate With the SEC?
2022-07-05:
Attorney David O’Toole Joins Bragança Law
2022-03-30:
Lisa Bragança Appears in “Apes Together Strong” GameStop Investment Documentary
2022-02-02:
How Unfair is FINRA Arbitration?
2022-01-20:
SEC Proposal for Disclosure of Securities Borrowing & Lending – It is About Time!
2021-05-27:
How Can You Research a Broker’s Background?
2021-03-09:
Aging and Money – Reducing Risk of Financial Exploitation and Protecting Financial Resources
2021-02-01:
GameStop & Robinhood
2021-01-11:
Insider Trading Law: Your Guide to 2021
2020-11-09:
Chicago Attorney Calls to Eliminate Bias Credit Reporting
2020-06-22:
What Does the Supreme Court Decision in Liu v SEC Mean?
2020-04-28:
COVID 19 Resources for Illinois Small Business
2020-03-16:
What Big Investment Mistakes Should You Avoid Right Now?
2020-02-21:
Responding to an SEC Subpoena: How to Pay for Attorney’s Fees
2019-12-21:
Blockchain for Commercial Litigators
2019-12-06:
Brokercheck is No Longer Reliable
2019-09-01:
Hackers Stealing Closing Payments
2019-08-15:
How to Use State Fraudulent Transfer Law to “Claw Back” Certain Prebankruptcy Payments
2019-05-12:
Retired & Considering Annuities-Wait
2019-03-05:
Blockchain + Crypto Explanations
2019-02-25:
3 Lessons From a Crypto Mock Trial
2019-01-31:
Equity Indexed Annuities – Fran Tarkenton Loves Them
2018-11-05:
Determining Client Capacity
2018-09-29:
Digital Coins, Tokens, Cryptocurrencies for Beginners
2018-01-22:
Excessive Fees in Small / Medium Retirement Plans
2017-11-08:
JP Morgan Whistleblower Jury Verdict Reversed
2017-11-01:
What to Do if Elderly Relative Has Suspicious Investments
2017-08-18:
Direct vs Derivative Claims Minnesota Rejects Delaware Test
2017-08-18:
Watch for Fees Lurking in 401k Accounts
2017-07-20:
Getting Presidential Tweets Into Evidence
2017-07-18:
Federal Employee Nest Eggs – Less Safe Than You Think
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